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. Genocide: A Comprehensive Introduction

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Genocide definitions
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This is a list of scholarly and international legal definitions of genocide,[1] a word coined by Raphael Lemkin in 1944.[2] While there are various definitions of the term, it should be noted that that almost all international bodies of law officially adjudicate the crime of genocide pursuant to the Convention on the Prevention and Punishment of the Crime of Genocide (CPPCG). [3] This and other definitions are generally regarded by the majority of genocide scholars to have an "intent to destroy" as a requirement for any act to be labeled genocide; there is also growing agreement on the inclusion of the physical destruction criterion.[4]
Date
Author
Definition
1944
Raphael Lemkin
By 'genocide' we mean the destruction of an ethnic group . . . . Generally speaking, genocide does not necessarily mean the immediate destruction of a nation, except when accomplished by mass killings of all members of a nation. It is intended rather to signify a coordinated plan of different actions aiming at the destruction of essential foundations of the life of national groups, with the aim of annihilating the groups themselves. The objectives of such a plan would be disintegration of the political and social institutions, of culture, language, national feelings, religion, and the economic existence of national groups, and the destruction of the personal security, liberty, health, dignity, and even the lives of the individuals belonging to such groups . . ..
(Axis Rule in Occupied Europe ix. 79)
[2][5]
1945
Count 3 of the
indictment of the 24 Nazi leaders at the Nuremberg Trials
They (the defendants) conducted deliberate and systematic genocide - viz., the extermination of racial and national groups - against the civilian populations of certain occupied territories in order to destroy particular races and classes of people, and national, racial or religious groups, particularly Jews, Poles, Gypsies and others. [6][7]
1946
Raphael Lemkin
The crime of genocide should be recognized therein as a conspiracy to exterminate national, religious or racial groups. The overt acts of such a conspiracy may consist of attacks against life, liberty or property of members of such groups merely because of their affiliation with such groups. The formulation of the crime may be as follows: "Whoever, while participating in a conspiracy to destroy a national, racial or religious group, undertakes an attack against life, liberty or property of members of such groups is guilty of the crime of genocide. (Genocide, American Scholar, Volume 15, no. 2 (April 1946), p. 227-230)
[8]
1948
The
Convention on the Prevention and Punishment of the Crime of Genocide (CPPCG) was adopted by the UN General Assembly on 9 December 1948 and came into effect on 12 January 1951 (Resolution 260 (III)). Article 2:
Any of the following acts committed with
intent to destroy, in whole or in part, a national, ethnical, racial or religious group, as such: killing members of the group; causing serious bodily or mental harm to members of the group; deliberately inflicting on the group conditions of life, calculated to bring about its physical destruction in whole or in part; imposing measures intended to prevent births within the group; [and] forcibly transferring children of the group to another group. (Article 2 CPPCG)
1959
Peter Drost
Genocide is the deliberate destruction of physical life of individual human beings by reason of their membership of any human collectivity as such. (The Crime of State, Volume 2, Leiden, 1959, p. 125.)
[9][10]
1975
Vahakn Dadrian
Genocide is the successful attempt by a dominant group, vested with formal authority and/or with preponderant access to the overall resources of power, to reduce by coercion or lethal violence the number of a minority group whose ultimate extermination is held desirable and useful and whose respective vulnerability is a major factor contributing to the decision for genocide. (A Typology of Genocide)[11]
1976
Irving Louis Horowitz
[Genocide is] a structural and systematic destruction of innocent people by a state bureaucratic apparatus. . . . Genocide represents a systematic effort over time to liquidate a national population, usually a minority . . . [and] functions as a fundamental political policy to assure conformity and participation of the citizenry. (Genocide: State Power and Mass Murder)[12]
1981
Leo Kuper
I shall follow the definition of genocide given in the [UN] Convention. This is not to say that I agree with the definition. On the contrary, I believe a major omission to be in the exclusion of political groups from the list of groups protected. In the contemporary world, political differences are at the very least as signicant a basis for massacre and annihilation as racial, national, ethnic or religious differences. Then too, the genocides against racial, national, ethnic or religious groups are generally a consequence of, or intimately related to, political conflict. However, I do not think it helpful to create new definitions of genocide, when there is an internationally recognized definition and a Genocide Convention which might become the basis for some effective action, however limited the underlying conception. But since it would vitiate the analysis to exclude political groups, I shall refer freely . . . to liquidating or exterminatory actions against them. (Genocide: Its Political Use in the Twentieth Century)
[13]
1982
Jack Nusan Porter
Genocide is the deliberate destruction, in whole or in part, by a government or its agents, of a racial, sexual, religious, tribal or political minority. It can involve not only mass murder, but also starvation, forced deportation, and political, economic and biological subjugation. Genocide involves three major components: ideology, technology, and bureaucracy/organization.
[14]
1984
Yehuda Bauer
[Genocide is] the planned destruction, since the mid-nineteenth century, of a racial, national, or ethnic group as such, by the following means: (a) selective mass murder of elites or parts of the population; (b) elimination of national (racial, ethnic) culture and religious life with the intent of "denationalization"; (c) enslavement, with the same intent; (d) destruction of national (racial, ethnic) economic life, with the same intent; (e) biological decimation through the kidnapping of children, or the prevention of normal family life, with the same intent. . . . [Holocaust is] the planned physical annihilation, for ideological or pseudo-religious reasons, of all the members of a national, ethnic, or racial group.
[14][15]
1987
Tony Barta
My conception of a genocidal society – as distinct from a genocidal state – is one in which the bureaucratic apparatus might officially be directed to protect innocent people but in which a whole race is nevertheless subject to remorseless pressures of destruction inherent in the very nature of the society. ("Relations of Genocide: Land and Lives in the Colonization of Australia", pp.239-240.)
[16] (see also Australian genocide debate)
1987
Isidor Wallimann and Michael N. Dobkowski
Genocide is the deliberate, organized destruction, in whole or in large part, of racial or ethnic groups by a government or its agents. It can involve not only mass murder, but also forced deportation (ethnic cleansing), systematic rape, and economic and biological subjugation. (Genocide and the Modern Age: Etiology and Case Studies of Mass Death. Syracuse, NY: Syracuse University Press, 2000. Reissue of an early work.)
[17]
1988
Henry Huttenbach
Genocide is any act that puts the very existence of a group in jeopardy. (Locating the Holocaust on the genocide spectrum: towards a methodology of definition and categorization,
Holocaust and Genocide Studies. Vol 3, No 3, pp 389-403.)[18][19]
1988
Helen Fein
Genocide is a series of purposeful actions by a perpetrator(s) to destroy a collectivity through mass or selective murders of group members and suppressing the biological and social reproduction of the collectivity. This can be accomplished through the imposed proscription or restriction of reproduction of group members, increasing infant mortality, and breaking the linkage between reproduction and socialization of children in the family or group of origin. The perpetrator may represent the state of the victim, another state, or another collectivity. (Genocide: A Sociological Perspective, London)
[18][10]
1988
Barbara Harff and Ted Gurr
the promotion and execution of policies by a state or its agents which result in the deaths of a substantial portion of a group ...[when] the victimized groups are defined primarily in terms of their communal characteristics, i.e., ethnicity, religion or nationality.(Toward empirical theory of genocides and politicides, International Studies Quarterly, 37:3, 1988)
[20]
1990
Frank Chalk and Kurt Jonassohn
Genocide is a form of one-sided mass killing in which a state or other authority intends to destroy a group, as that group and membership in it are defined by the perpetrator. (The History and Sociology of Genocide: Analyses and Case Studies, Yale University Press)
[18][21]
1990
John L. P. Thompson and Gail A. Quets
In short, given the problems which arise from restrictions, we define genocide as the destruction of a group by purposive action. This allows the role of intentional action to be explored, different subtypes of genocide to be compared, and the impact of different factors on genocide to be examined empirically. ("Genocide and Social Conflict: A Partial Theory and Comparison", p. 248)
[22]
1993
Helen Fein
Genocide is sustained purposeful action by a perpetrator to physically destroy a collectivity directly or indirectly, through interdiction of the biological and social reproduction of group members, sustained regardless of the surrender or lack of threat offered by the victim. (Genocide: A Sociological Perspective, 1993/1990)
[23][20]
1994
Steven T. Katz
[Genocide is] the actualization of the intent, however successfully carried out, to murder in its totality any national, ethnic, racial, religious, political, social, gender or economic group, as these groups are defined by the perpetrator, by whatever means.(The Holocaust in Historical Perspective, Vol. 1, 1994) [Modified by Adam Jones in 2000 to read, "murder in whole or in substantial part. ..."]
[23][21]
1994
Israel Charny
Genocide in the generic sense means the mass killing of substantial numbers of human beings, when not in the course of military action against the military forces of an avowed enemy, under conditions of the essential defencelessness of the victim. (Genocide: Conceptual and Historical Dimensions ed. George Andreopoulos)
[23][21]
1996
Irving Louis Horowitz
Genocide is herein defined as a structural and systematic destruction of innocent people by a state bureaucratic apparatus [emphasis in original]. . . . Genocide mean the physical dismemberment and liquidation of people on large scales, an attempt by those who rule to achieve the total elimination of a subject people.[23][24]
2003
Barbara Harff
Genocides and
politicides are the promotion, execution, and/or implied consent of sustained policies by governing elites or their agents — or, in the case of civil war either of the contending authorities — that are intended to destroy, in whole or part, a communal, political, or politicized ethnic group.[23]
2007
Martin Shaw
Genocide is a form of violent social conflict or war, between armed power organizations that aim to destroy civilian social groups and those groups and other actors who resist this destruction. Genocidal action is action in which armed power organizations treat civilian social groups as enemies and aim to destroy their real or putative social power, by means of killing, violence and coercion against individuals whom they regard as members of the groups.
[25]

[edit] References
Jones, Adam
, Routledge/Taylor & Francis Publishers, 2006. ISBN 0-415-35385-8. Chapter 1: The Origins of Genocide pages 15-18
Social Scientists' Definitions of Genocide, Institute for the Study of Genocide, International Association of Genocide Scholars
2007 Global Conference on the Prevention of Genocide – What is Genocide? McGill faculty of law (McGill University) . A collection of genocide definitions by the Aegis Trust

[edit] Footnotes
^ Based on a list by Adam Jones pp.15-18
^
a b Oxford English Dictionary "Genocide" citing Raphael Lemkin Axis Rule in Occupied Europe ix. 79
^ See, e.g., Dunoff, Ratner, and Wippman, International Law: Norms, Actors, Process, pp. 615-21 (2d ed. 2006).
^ Adam Jones pp.20-21
^ Diane F. Orentlicher Genocide
^ Oxford English Dictionary "Genocide" citing Sunday Times 21 October1945
^ Raphael Lemkin, Genocide American Scholar, Volume 15, no. 2 (April 1946), p. 227-230
^ Raphael Lemkin, Genocide American Scholar, Volume 15, no. 2 (April 1946), p. 227-230
p. 154
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